Layer 4 · CROs · Board · Sales — business case for compliance
SEBI Penalty & Enforcement
SEBI adjudication outcomes for cyber non-compliance — quantum, authority and precedent.
| Violation Type | Penalty Quantum | Authority | Recent Precedent |
|---|---|---|---|
| Failure to implement CSCRF controls | Up to ₹1 Cr per violation under SEBI Act §15HB; directions to remediate | SEBI Adjudicating Officer | Adjudication orders against intermediaries for cyber-circular non-compliance, 2024-25 |
| MII system failure / lack of resilience | Monetary penalty + disgorgement; enhanced supervision | SEBI Whole-Time Member | Exchange technical-glitch orders mandating compensation frameworks |
| Failure to report incident within 6 hrs | Adjudication penalty; possible suspension of activities | SEBI Cybercell + AO | Show-cause notices issued for delayed incident reporting |
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Sign in to unlockQuanta are indicative ranges under the SEBI Act adjudication framework; check specific orders on sebi.gov.in.